重振欧洲理念

1997 · 专栏 · 原文约 996 词
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海牙欧洲统一构想曾令欧洲人心驰神往。但它的现实——欧盟实际运作的方式——远没那么鼓舞人心。这种萎靡不振的根源是什么?有没有一种构想,能够动员未来几代人,重振过去五十年欧洲的愿景?

THE HAGUEThe idea of European unity used to appeal to the hearts and minds of Europeans. But its reality, the way the Union actually works, is far less inspiring. What is the cause of this malaise and is there an idea that can mobilize future generations and revitalize the European vision of the past fifty years?

人们常把欧洲的失败归咎于一个事实:欧盟是一个国家联合体,每个国家往往把自己的利益置于公共利益之上。这当然没错,但欧洲困境还有更隐蔽的深层原因。欧盟是一个以规则为基础的政府。这听起来像法治,意味着透明和公正。实际上,欧盟的规则制定过程——反映的是各国利益冲突背后的幕后交易——一点也不透明。部长理事会的决策就像条约:难以达成,也难以修改。由此产生的规则往往过于详细、过于僵化,不适应形势变化。

Europe’s failures are often blamed on the fact that the Union is an association of states which tend to put their own interests ahead of the common weal. This is certainly true, but there is also a deeper, less obvious cause of Europe’s troubles. The EU is a rules-based government. This may sound like the rule of law, implying transparency and impartiality. In fact, the EU’s rule-making process, reflecting backroom deals among conflicting national interests, is anything but transparent. Decisions of the Council of Ministers are just like treaties: difficult to reach and difficult to alter. The rules that emerge are often too detailed, too rigid, and inappropriate to changing circumstances.

但真正的问题在于一种观念:社会、经济和政治现实可以通过一般规范来驾驭。生活太复杂多变,不能用固定规则来治理。例如,《马斯特里赫特条约》详细规定了推行单一货币需满足的条件和应遵循的时间表。条约谈判期间,很少有人预见到欧洲会经历长期高失业率。像《马斯特里赫特条约》所要求的那样削减政府支出,在衰退时期并不是正确的政策。不可否认,欧洲经济需要进行结构调整,但强调降低预算赤字很可能延长了衰退。

But the real problem lies with the very idea that social, economic, and political reality can be mastered by general norms. Life is far too complex and changeable to be governed by fixed rules. The Maastricht Treaty, for example, detailed the conditions to be met and timetable to be followed in introducing a single currency. During the treaty negotiations, few foresaw that Europe would suffer a prolonged period of high unemployment. Reducing government spending, as Maastricht demanded, is not the right policy in a recession. Admittedly, Europe’s economies need to make structural adjustments, but emphasizing reduced budget deficits probably prolonged the recession.

《马斯特里赫特条约》的缺陷概括了一种信念:只要制定足够多的规则,所有问题都能解决。设立一个独立的中央银行来制定共同的货币政策,再签署一个稳定性协定,对财政政策施加僵化规则,这就剥夺了政府进行宏观经济管理的工具。我最担心的是,我没有看到纠正错误的机制。

The flaws of Maastricht epitomize the belief that all problems can be managed if you enact enough rules. To have an independent central bank that determines the common monetary policy and then have a stability pact that imposes rigid rules on fiscal policy deprives governments of the tools for macroeconomic management. What worries me most is that I don’t see mechanisms for correcting error.

这种对规则治理的盲目信奉所忽视的是:我们的理解天生不完美;终极真理、社会的完美设计,超出我们所能及。错误——以及纠正错误的机制——是人类行动中不可或缺、无法回避的特征。我们无法设计出一套能预见所有偶发事件的规则体系:因此必须退而求其次:一种虽不完美、但开放变化与改进的社会组织形式。这就是开放社会的构想,我想把它作为欧盟的新组织原则。

What the unblinking commitment to governance by rules ignores is that our understanding is inherently imperfect; the ultimate truth, the perfect design for society, is beyond our reach. Error — and therefore a mechanism for its correction — is an essential, unavoidable feature of human action. We cannot devise a system of rules that will anticipate every contingency: we must thus content ourselves with the next best thing: a form of social organization which falls short of perfection but holds itself open to change and improvement. That is the idea of open society, and I would like to propose it as a new organizing principle for the European Union.

《马斯特里赫特条约》,乃至官僚们对欧盟的设想,是笛卡尔式的理性主义建构,它继承了笛卡尔对理性至上信念所固有的问题。五十年来,布鲁塞尔的官僚们以精确、逻辑的步骤推进,限制目标、设定严格的时间表。一个目标达到后,显然就需要下一步。公众支持随后被动员起来。一步步地,欧盟发展成为历史上也许最伟大的社会工程成就。

The Maastricht Treaty, as indeed, the bureaucrats’ idea of the European Union, is a Cartesian, rationalist construct, and it shares the problems of Descartes’ faith in the supremacy of reason. For fifty years, Brussels bureaucrats moved with precise, logical steps, limiting their goals, and setting firm timetables. When one goal was reached it became obvious that another step was needed. Public support was then mobilized. Step-by-step, the Union progressed to become perhaps the greatest feat of social engineering in history.

这种建构的极限在《马斯特里赫特条约》中达到了。欧元固有的僵化意味着,单一货币之后必须推行共同的财政政策,包括统一资本收益税。但这类措施将极为不得人心。如果是这样,单一货币最终可能毁掉欧盟,因为它的缺陷不能仅仅靠再往前迈一步来纠正。

The limits of this construction were reached with the Maastricht Treaty. The rigidity inherent in the euro means that the common currency will have to be followed by a common fiscal policy, including a harmonization of taxes on the earnings of capital. But such measures will be extremely unpopular. If so, the common currency may end up destroying the European Union because its deficiencies cannot be corrected by just taking another step forward.

是时候改变方向了。自笛卡尔时代以来,我们有充足的机会发现理性有其局限。我谈到欧洲作为开放社会时,我思考的是如何接纳我们的易错性。向欧洲的笛卡尔式工程中注入一剂英国经验主义,将给欧洲大陆带来很多好处。

It is time to change course. Since Descartes’s time, we have had ample opportunity to discover that reason has its limitations. When I speak of Europe as an open society, I am thinking about coming to terms with our fallibility. Injecting a dose of British empiricism into Europe’s Cartesian project could do the continent a lot of good.

开放社会的构想——及其对自由和社会正义的承诺——或许也能给欧洲带来它现在缺失的使命感。冷战期间,共同极权主义敌人的存在似乎赋予了欧洲道德目标。但现在共产主义威胁已消失,西方的团结也在瓦解。我们面前的任务是用一种激励人心的构想重新激活欧洲。

The idea of open society, with its commitment to freedom and social justice, can perhaps also give Europe the sense of mission that it now lacks. During the Cold War, the presence of a common totalitarian enemy seemed to provide Europe with its moral purpose. But now that the communist menace has disappeared, the unity of the West is also disintegrating. The task before us is to re-energize Europe through an idea that inspires.

作为开放社会,欧盟会是什么样子?会有一个共同市场、共同货币、共同财政政策,但也会有一个对人民负责的政府。联邦欧洲政府只有在与辅助性原则结合时才能被接受——这一原则对于容纳欧洲大陆丰富的文化与民族遗产是必要的。在权利法案和独立司法机构的保障下,欧洲作为开放社会的原型,成功几率甚至可能超过美国。它多样的民族、文化和传统彼此间距离并不太远,能够兼容共存。组成欧盟的国家之间保持合理的平衡,尽管统一后的德国变得有点过于强大,令人不安。唯一缺失的是统一的构想。

What would the EU look like as an open society? There would be a common market, common currency, and common fiscal policy, but also a government accountable to its people. The federal European government can only be acceptable if it is combined with the notion of subsidiarity, necessary to accommodate the rich cultural and national heritage of the continent. Safeguarded by a Bill of Rights and independent judiciary, Europe would be even more likely to succeed than the United States as a prototype of open society. Its diverse nationalities, cultures and traditions are nevertheless not too far removed from each other to be compatible. There is a reasonable balance between the states that comprise it, although after reunification Germany has become a little too strong for comfort. All that is missing is a unifying idea.

在共同愿景之上超越狭隘利益,在欧洲防务中尤其重要。今天的欧洲安全问题不再仅仅与单个国家的利益挂钩。波斯尼亚的冲突很好地说明了这一点。那里的战争没有触及任何单独一个国家的国家利益。然而,欧洲其他国家的消极被动,给共同欧洲利益造成的损害可能超过了近代史上任何其他事件。这场危机之所以被严重不当处理,是因为它没有被当作开放社会问题来对待。

Establishing a common vision above petty interests is of particular importance in European defense. Today’s European security issues are no longer simply tied to the interests of individual countries. The conflict in Bosnia illustrates this very well. The war there did not impinge on the national interests of any one country. Nevertheless, the passivity of the rest of Europe may have inflicted more damage to the common European interest than any other event in recent history. It was grievously mishandled because it was not treated as an open society issue.

由欧洲人民来决定他们到底想要什么样的欧洲。现在的欧盟不能满足他们的需求和期望。但任何不完美的东西都可以改进。这正是开放社会的全部意义所在。

It is for the people of Europe to decide exactly what kind of Europe they want. The EU as it is fails to meet their needs and aspirations. But what is imperfect can be improved. This is what open society is all about.