令人难以置信的超级大国萎缩

1989 · 文章 · 原文约 1602 词
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美国国内对积极支持苏联领导人米哈伊尔·戈尔巴乔夫有两大主要反对意见。一是戈尔巴乔夫可能干不长。如果我们过度拆解自己的防御体系,可能会面对一个只有一张牌可打的政权——军事侵略。

There are two main objections that have been raised in the United States against actively supporting Soviet President Mikhail Gorbachev. One is that Gorbachev may not last. If we go too far in dismantling our defenses, we may find ourselves confronting a different regime that has only one card left to play: military aggression.

另一个反对意见更加深刻。戈尔巴乔夫在苏联推行改革与新思维,他的成功符合我们的利益吗?眼下苏联正处于危机之中;如果戈尔巴乔夫的改革成功,苏联可能会再次强大起来。一个超级大国为什么要帮助另一个超级大国恢复实力?

The other is more profound. Is it in our interest that Gorbachev should succeed in his efforts at perestroika and glasnost in the Soviet Union? Right now, the Soviet Union is in crisis; if Gorbachev’s reforms succeed, the Soviet Union may become strong again. Why should one superpower aid the recovery of the other superpower?

要回应这些反对意见,我们不仅要考虑苏联内部的变化,还要审视我们自己作为超级大国的角色。事实上,我们必须想清楚,我们想生活在什么样的世界里。

To deal with these objections, we must consider not only the changes in the Soviet Union, but also our own role as a superpower. Indeed, we must decide what kind of world we want to live in.

由于目标与实绩之间的巨大差距,苏联的局势极不稳定。即便在最坏的情况下,苏联也不可能回到以前的实力位置。它仍然会拥有一支庞大的军队,但其维持和更新军备的能力已经受损。这反而可能成为它在实力尚存时发动军事冒险的更多理由,但这种论点忽略了苏联帝国内部的动荡——这种动荡很可能牵制大量兵力。武装冲突的爆发不能排除——衰落的帝国以其引发战争而臭名昭著——但敌对行动更可能源于保卫帝国,而非对外冒险。

The situation in the Soviet Union is highly unstable on account of the wide disparity between goals and performance. Even in the worst case, the Soviet Union could not return to its former position of strength. It would still have a large army, but its ability to maintain and renew its armaments would have been impaired. That may be all the more reason to embark on military adventures while its strength lasts, but this argument ignores the turmoil within the Soviet empire that is likely to keep a lot of troops tied down. An outbreak of armed conflict cannot be ruled out—declining empires are notorious for causing wars—but hostilities are more likely to arise out of defending the empire than from outside adventures.

在此期间,西方必须保持警惕并维持团结,但它将不再面临来自苏联的同等程度危险,特别是在全球偏远地区。当然,如果军备削减能通过具有严密核查条款的条约来实现,危险就会小得多。

During this period, the West must remain on guard and maintain its unity, but it will not face the same level of danger from the Soviet Union, especially in far-flung areas of the globe, as in the past. The danger will of course be much less if the reduction in armaments is accomplished by treaties with watertight verification provisions.

当我们考虑自身战略目标时,困难才真正浮现。戈尔巴乔夫的新思维源于一场深刻的危机。但美国同样在经历一场危机,其根源与我们作为超级大国的角色密不可分。基本上,无论是作为国家还是作为政府,我们的支出都超出了收入。超出部分几乎正好等于自 1981 年罗纳德·里根总统上任以来军费开支的增加额。结果,我们的经济竞争力被侵蚀,财务状况恶化到美元不再有资格担任世界储备货币的地步。但这场危机并不尖锐。

It is when we consider our own strategic goals that the difficulties arise. Gorbachev’s new thinking stems from an intense crisis. But the United States is also going through a crisis, whose origins are inextricably connected with our role as superpower. Basically, we spend more than we earn, both as a country and as a government. The excess in spending almost exactly matches the increase in our military expenditures since President Ronald Reagan took office in 1981. As a result, our economic competitiveness has eroded and our financial condition has deteriorated to a point where the dollar is no longer qualified to serve as the reserve currency of the world. But the crisis is not acute.

而且,我们对此只有模糊的意识,因为我们有一个心甘情愿的伙伴——日本,它乐于生产超过消费的部分,并把多余的钱借给我们。这种伙伴关系让我们能够维持军事力量,同时让日本增强其经济和金融主导地位。每个人都得到了自己想要的东西,但美国的长期前景暗淡。历史上不乏靠索取贡品来维持军事力量的先例,但靠借债维持霸权却没有先例。

Moreover, we are only dimly aware of it because we have a willing partner, Japan, that is happy to produce more than it consumes and to lend us the excess. The partnership allows us to maintain our military power, and it allows Japan to increase its economic and financial dominance. Everybody gets what he wants, but the long-term outlook for the United States is dim. There have been many examples in history where military power was sustained by exacting tributes, but there is no precedent for maintaining hegemony on borrowed money.

与苏联面临的问题相比,我们的困难简直微不足道。但至少戈尔巴乔夫进行了一些与问题严重程度相匹配的激进新思维。我们却几乎没有做任何新思维。总统选举也没有推进我们的理解——辩论被简化成一句句口号,复杂句子完全被禁止。结果,我们完全没有准备好去利用戈尔巴乔夫倡议带来的机会。不过,乔治·布什总统最近关于需要超越遏制的演讲,表明了一些朝着正确方向迈进的动向。

Our difficulties pale into insignificance when compared with the problems confronting the Soviet Union. But at least Gorbachev has done some radical new thinking, commensurate with the magnitude of the problems confronting him. We have done practically no new thinking at all. Nor did the presidential elections—where debate was reduced to one-liners and complex sentences were banned altogether—advance our understanding. As a result, we were ill prepared to take advantage of the opportunities offered by Gorbachev’s initiative. President George Bush’s recent speech dealing with the need for going beyond containment suggested some movement in the right direction, however.

美国能否在没有超级大国对抗的情况下生存?我们能适应一个不由超级大国主导的世界吗?我们能建立一个不强加自己意志的联盟吗?我们能接受由不受我们控制的国际组织作出的决定吗?这些都是触及我们自我形象核心的深刻问题。

Could the United States live without superpower rivalry? Could we adjust to a world that is not dominated by superpowers? Could we have an alliance on which we do not seek to impose our will? Could we accept decisions made by international organizations that are not under our control? These are profound questions that go to the heart of our self-image.

成为超级大国已经成为我们国家认同中不可分割的一部分。我们把自己视为自由世界的捍卫者。许多美国人喜欢把北约看作一个美国主导的军事指挥架构,就像华沙条约由苏联主导一样。我们紧握在世界银行和国际货币基金组织中的投票权,即使这意味着让这两个机构陷入僵局,而我们对不受自己控制的联合国则轻描淡写。

Being a superpower has become an integral part of our national identity. We think of ourselves as defenders of the Free World. Many Americans like to think of NATO as a U.S.- dominated military command structure, just as the Warsaw Pact is dominated by the Soviet Union. We cling to our voting power in the World Bank and the International Monetary Fund even if it means imposing immobility on them, and we de-emphasize the United Nations, which we do not control.

问题在于,我们自我形象与现实之间的差距已经扩大到不可持续的地步。我们在 IMF 的投票权与我们的金融实力不相称。我们的军事承诺远远超出了我们的需求和资源。只要还有一个对手热衷于玩同样的游戏,这些承诺就还能说得通。但现在戈尔巴乔夫愿意在全球各地——从安哥拉到金兰湾——脱身,我们又有什么理由继续保持在韩国和菲律宾的驻军呢?美国迟早必须重新审视自己在世界上的位置,但戈尔巴乔夫正在迫使这个问题提前到来。

The trouble is that the gap between our image of ourselves and reality has widened to the point of becoming unsustainable. Our voting power in the IMF is out of line with our financial strength. Our military commitments far exceed our needs and our resources. They could be justified as long as we had an opponent interested in playing the same game. But now that Gorbachev is willing to disengage all through the world, from Angola to Cam Ranh Bay, how can we justify our continued presence in South Korea and the Philippines? Sooner or later, the United States would have had to re-examine its position in the world, but Gorbachev is forcing the issue.

以韩国为例。我们付出了相当数量的美国人生命,保卫它抵御共产主义入侵。但那已是近四十年前的事了!自那以后,我们一直维持着大量军事存在,而现在我们震惊地发现,这个国家充满了反美情绪。美国军人不受韩国刑法管辖,他们的行为激怒了民众。韩国拥有约 50 万现役部队。朝鲜的军队更多,但人口只有一半,工业能力更是小得多,而且它再也不能指望得到中国或苏联的积极支持。我们到底在保卫韩国抵御什么威胁?

Consider the case of South Korea. We defended it against Communist invasion at a considerable loss of American lives. But that was nearly four decades ago! We have continued to maintain a large military presence ever since, and we are shocked to discover that the country is seething with anti-American sentiment. American troops are beyond the reach of Korean criminal law and their behavior irritates the population. Korea has some 500,000 troops under arms. North Korea has more troops but only half the population and a fraction of the industrial capacity, and it can no longer count on the active support of either China or the Soviet Union. Against what threats are we defending South Korea?

当我们的自我形象与现实如此脱节时,就该修正自我形象了。这是一个痛苦的过程,因为这意味着认清现实:我们并没有自己想象的那么强大,也没有那么正义。如果我们重新思考作为超级大国的角色,许多问题就会迎刃而解。具体来说,我们的预算赤字不仅可以缩减,而且可以消除,我们将恢复经济和金融实力。而如果戈尔巴乔夫的愿景能够变成现实,我们所处世界的性质就会改变:苏联及其势力范围内的国家将重新加入自由世界。这听起来不可思议,但苏联实际上可能成为我们的朋友和盟友,就像我们以前的敌人德国和日本一样。

When our self-image becomes so far removed from reality, it is time to revise our self- image. That is a painful process because it means recognizing reality: We are not as strong nor as righteous as we think. Many of our problems would dissolve if we rethought our role as superpower. Specifically, our budget deficit could be not only reduced but eliminated, and we would recover our economic and financial strength. And if Gorbachev’s vision could be converted into reality, the character of the world we live in would change: The Soviet Union and the countries within its orbit would rejoin the Free World. It seems inconceivable, but the Soviet Union could actually become our friend and ally, similar to our former enemies, Germany and Japan.

如果我们不再站岗放哨,世界会怎样?目前,几乎所有局部冲突都既被超级大国对抗所利用,也被其所遏制。如果超级大国撤出,这些冲突可能会失控蔓延。即便在超级大国影响力巅峰时期,也有许多冲突是它们无法控制的。如果它们的实力减弱,局部战争可能会激增。

What would happen to the world if we stopped standing guard over it? Currently, virtually all local conflicts are exploited, but also contained, by superpower rivalry. If the superpowers withdrew, the conflicts could rage out of control, even at the height of their influence, there were many conflicts that the superpowers were unable to contain. If their power wanes, local wars may proliferate.

超级大国对抗必须被超级大国合作所取代。合作已经在极短的时间内成功结束了几场战争。联合国当初就是本着这种合作精神而设计的,却从未有机会在有利气氛下展现其运作方式,现在它可能获得新生。戈尔巴乔夫对此前景充满热情,但布什政府在能够认同超级大国合作这一理念之前,必须先重塑其对世界的整个看法。

Superpower rivalry will have to be replaced by superpower cooperation. This has already succeeded in ending several wars within a remarkably short period of time. The United Nations, which was designed with such cooperation in mind but never had a chance to show how it would function in a favorable climate, may gain a new lease on life. Gorbachev is enthusiastic about the prospect, but the Bush administration would have to reshape its entire outlook on the world before it could endorse the idea of superpower cooperation.

不受约束的竞争原则不应成为国际事务或国内事务公共政策的基础。文明的存在既需要竞争,也需要控制。苏联发现,没有竞争的控制行不通;我们需要认识到,没有控制的竞争同样令人不满。在经济领域是这样——股市可能崩盘;不受约束的并购和杠杆收购可能破坏公司结构稳定——但在国际关系中更是如此。简而言之,适者生存并不能确保体系本身的生存。

The principle of unrestrained competition ought not to serve as the basis for public policy either in international or in domestic matters. Civilized existence requires both competition and control. The Soviet Union discovered that control without competition does not work; we need to recognize that competition without control is equally unsatisfactory. That is true in the economy—stock markets can crash; unrestrained mergers, acquisitions and leveraged buyouts can destabilize the corporate structure—but it is even more true in international relations. To put it succinctly, the survival of the fittest does not ensure the survival of the system.

奇怪的是,戈尔巴乔夫关于苏联回归国际社会的愿景,在某种程度上把我们带回了联合国创立时期。这不是偶然的:联合国之所以失败,是因为斯大林,而戈尔巴乔夫的愿景是对斯大林主义的否定。

In a curious way, Gorbachev’s vision of a Soviet Union restored to the community of nations takes us back to the time of the founding of the United Nations. That is no accident: The United Nations failed because of Stalin, and Gorbachev’s vision is a repudiation of Stalinism.

我们必须小心,不要被这个愿景冲昏头脑。这不是第一次从苏联发出的思想对世界产生强大影响。也不是第一次全球性的支持和兴趣在苏联历史中扮演关键角色。上一次,理想主义者可悲地被欺骗了,斯大林主义国家的建立导致了西方文明价值观的扭曲。

We must be careful not to get carried away by this vision. This is not the first time that ideas emanating from the Soviet Union have exerted a powerful influence on the world. Nor would it be the first time that worldwide support and interest played a crucial role in the history of the Soviet Union. On the previous occasion, the idealists’ were sadly duped and the creation of the Stalinist state led to a perversion of the values of western civilization.

需要吸取的关键教训是思想与现实之间的鸿沟。在今天的苏联,这个鸿沟大到不可持续。我们可以热情地拥护戈尔巴乔夫的愿景,并且正因为他的处境如此艰难,而给他所能利用的一切支持。但我们也必须时刻意识到苏联的现实,并认识到戈尔巴乔夫的行动可能不符合他的愿景。因此,我们必须确保我们的支持被用来推动现实朝着那个愿景迈进。这样做,我们或许能重新获得已经失去的领导地位。

The critical lesson to be learned is the gap between ideas and reality. In the case of the Soviet Union today, the gap is unsustainably wide. We may enthusiastically endorse Gorbachev’s vision and, exactly because he is so beleaguered, give him all the support he can use. But we must also remain aware of Soviet reality and recognize that Gorbachev’s actions may not match his vision. We must therefore make sure that our support is used to move reality toward that vision. Doing so, we may regain the position of leadership we have lost.