透明度可缓解贫困
自然资源丰富的国家往往很贫穷,因为开采这些资源压倒了善治的优先级。在各自政府支持下相互竞争的石油和矿业公司,常常愿意与任何能够确保给予它们特许权的人打交道。这种做法滋生了腐败和高压的政府,以及武装冲突。在非洲,内战已摧毁了刚果、安哥拉和苏丹等资源丰富的国家。在中东,民主未能实现。摆脱这种资源诅咒,可为缓解世界贫困与苦难做出巨大贡献,而一场旨在达成这一目标的国际运动正在兴起。第一步是透明度;第二步是问责制。
Countries that are rich in natural resources are often poor because exploiting those resources takes precedence over good government. Competing oil and mining companies, backed by their governments, have often been willing to deal with anyone who could assure them of a concession. This has bred corrupt and repressive governments and armed conflict. In Africa, civil wars have devastated resource-rich countries such as Congo, Angola and Sudan. In the Middle East, democracy has failed to materialize. Lifting this resource curse could make a large contribution to alleviating poverty and misery in the world, and there is an international movement aimed at doing just that. The first step is transparency; the second is accountability.
这场运动始于几年前,名为“披露你支付的费用”行动,呼吁石油和矿业公司公开向政府支付的款项。作为回应,英国政府发起了采掘业透明度倡议(EITI)。如今,该进程启动已三年,英国将在伦敦召开一次重要的 EITI 会议,与会者包括政府、企业及民间社会的代表。
The movement started a few years ago with the Publish What You Pay campaign, which urged oil and mining companies to disclose payments to governments. In response, the British government launched the Extractive Industries Transparency Initiative (EITI). Today, three years into the process, the UK will convene an important EITI conference in London, to be attended by representatives of governments, business and civil society.
我们已经取得了不少进展。国际资源开采公司开始认识到提高透明度的价值和必要性。英国石油公司已同意披露其在阿塞拜疆业务的分项付款信息,荷兰皇家/壳牌集团也在尼日利亚采取同样的做法。雪佛龙德士古公司最近与尼日利亚、圣多美和普林西比达成了一项协议,要求公司在联合生产区公开其付款信息。代表近 7 万亿美元(约合 3.65 万亿英镑、5.25 万亿欧元)资本的投资者已经认可“采掘业透明度倡议”,并呼吁企业在报告付款时更加透明。
Much has been accomplished. International extractive companies are starting to acknowledge the value and necessity of greater transparency. BP has agreed to disclose disaggregated payment information on its operations in Azerbaijan, and Royal Dutch/Shell is doing the same in Nigeria. ChevronTexaco recently negotiated an agreement with Nigeria and Sao Tome and Principe that requires publication of company payments in the joint production zone. Investors representing nearly Dollars 7,000bn (Pounds 3,650bn, Euros 5,250bn) in capital have endorsed EITI and called on companies to be more transparent in the reporting of payments.
但最令人鼓舞的迹象来自产油国自身。
But the most encouraging sign comes from the producing countries themselves.
尼日利亚正在重组其国有石油公司,推出透明度立法,并对石油和天然气行业展开全面审计。该国计划于今年夏天开始公布企业向政府付款的详细信息。
Nigeria is reorganizing its state oil company, introducing transparency legislation, and launching sweeping audits of the oil and gas sector. It plans to begin publishing details of company payments to the state this summer.
吉尔吉斯共和国成为首个根据《采掘业透明度倡议》(EITI)进行报告的国家,涉及一个大型金矿项目。阿塞拜疆将于本月晚些时候报告石油收入。
The Kyrgyz Republic became the first country to report under EITI, for a large gold mining project. Azerbaijan will report oil revenues later this month.
加纳、特立尼达和多巴哥也已签署。秘鲁、圣多美和普林西比以及东帝汶正在就实施该倡议进行谈判。同样重要的是,当地活动人士开始将 EITI 作为要求政府支出承担更大责任的一种方式。
Ghana and Trinidad and Tobago have also signed up. Peru, Sao Tome and Principe and East Timor are in negotiations to implement the initiative. Equally important, local activists are starting to use EITI as way of demanding greater accountability for government spending.
我自己的基金会——开放社会研究所,已在资源生产国设立了“收入监督”项目。
My own foundation, the Open Society Institute, has established “Revenue Watch” programs in producing countries.
但还有很多工作要做。全球最贫困人口中,三分之二生活在约 60 个发展中国家或向自由市场转型的国家,这些国家依赖石油、采矿或天然气收入。英国慈善机构“救助儿童会”最近发布的透明指数显示,透明是例外,而非常态。许多重要的资源生产国甚至尚未对信息披露做出任何姿态。安哥拉、玻利维亚、蒙古、
But there is a lot more to be done. Two-thirds of the world`s most impoverished people live in about 60 developing countries or countries in transition to the free market that depend on oil, mining or gas revenues. The recently published transparency index from Save the Children UK, the charity, shows that transparency is the exception, not the rule. Many important producing countries have yet to make even a gesture towards disclosure. Angola, Bolivia, Mongolia,
哈萨克斯坦、乍得、毛里塔尼亚和加蓬等国尚未加入 EITI,应当被吸纳进来。中东主要产油国和印度尼西亚没有理由不加入这一透明度倡议。同样关键的是,占全球油气产量大部分的国有企业,也必须接受全面信息披露。
Kazakhstan, Chad, Mauritania and Gabon are among the countries outside EITI that need to be brought in. There is no reason why big Middle Eastern producers and Indonesia should not join this transparency push and embrace the EITI. It is also critical that state-owned companies, which account for the bulk of global oil and gas production, be subject to full disclosure.
其他政府需要效仿英国,帮助扩大 EITI。法国似乎在其势力范围内几乎未采取任何行动鼓励相关国家,更不用说要求本国企业披露信息了。布什政府近期决定通过八国集团启动一个平行的反腐败进程,这让美国被排除在处理资源收入透明度问题的领先国际论坛之外,并且是在做重复工作。
Other governments need to follow the UK and help expand the EITI. France appears to have done little to encourage countries within its sphere of influence, let alone ask its own companies to disclose information. The Bush administration`s recent decision to initiate a parallel anti- corruption process through the Group of Eight leading industrial nations leaves the US outside the leading international forum for addressing resource revenue transparency and reinvents the wheel.
美国和英国并未利用其在伊拉克的影响力推动石油行业的透明度。但愿伊拉克新政府能做得更好。很难想象,如果这个国家最重要的收入来源仍像萨达姆时期那样秘而不宣,民主如何能扎根立足。
The US and Britain have not used their power in Iraq to promote transparency in the oil sector. Let us hope the new Iraqi government does better. It is difficult to see how democracy can take root if the country`s most important source of income remains as veiled in secrecy as it was under Saddam.
EITI 是实现全球信息披露与问责标准最为有效的工具之一。本周的峰会正是一个契机,通过为资源国设定一些基本的最低要求,来更精确地界定实施 EITI 意味着什么。
The EITI is one of the most effective vehicles available for achieving a global standard of disclosure and accountability. This week`s summit is an opportunity to define more precisely what it means to implement the EITI by establishing some basic minimum requirements for host countries.
那些致力于让能源和矿业创造的财富最终改善普通民众生活的人,在这个关键阶段投资这一倡议是明智之举。与“公布你支付的款项”等努力协同配合,《采掘业透明度倡议》有望为世界带来诸多惠益。
Those committed to seeing the wealth generated by energy and mining finally improve the lives of ordinary people would do well to invest in the initiative at this critical stage. In concert with efforts such as Publish What You Pay, EITI promises to do a lot of good in the world.